Full text of SABADELL SECURITIES USA, INC.'s X-17A-5 filed 2025-02-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Sabadell Securities USA, Inc.** **Financial Statements and Supplemental Schedules Pursuant to Rule 17a-5 of the Securities and Exchange Commission December 31, 2024** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SE<br>C<br>FIL<br>E<br>NU<br>MB<br>ER | | |---------------------------------------|--| | 8<br>-6<br>9<br>5<br>7<br>7 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | NG<br>O<br>O<br>G<br>G<br>FI<br>LI<br>F<br>R<br>TH<br>E<br>PE<br>RI<br>D<br>BE<br>IN<br>N<br>IN<br>0 | G<br>/3<br>1/<br>D<br>IN<br>12<br>24 | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------|---------------------------------------------------------------------------------|---------------------------------------------------|--------------------------------------------------------|--| | - | | -<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>/D<br>D/<br>M<br>M<br>VY | | | | | A | IS<br>. R<br>EG<br>TR<br>A<br>NT<br>ID<br>EN | CA<br>TI<br>FI<br>TI<br>O<br>N | | | | | NA<br>M<br>E<br>O<br>F<br>FI<br>R<br>M<br>SA<br>BA<br>D<br>E<br>LL<br>S<br>EC<br>U<br>R<br>: | IT<br>IE<br>S<br>U<br>SA<br>IN<br>C<br>, | | | | | | TY<br>PE<br>O<br>F<br>RE<br>G<br>IS<br>TR<br>AN<br>T<br>(c<br>he<br>ck<br>ll<br>pl<br>ic<br>ab<br>le<br>b<br>):<br>a<br>ap<br>ox<br>es<br>D<br>Se<br>rit<br>ba<br>d<br>d<br>le<br>M<br>aj<br>it<br>ba<br>d<br>tic<br>i<br>nt<br>Iii<br>!<br>B<br>ke<br>de<br>al<br>cu<br>se<br>sw<br>ap<br>ea<br>r<br>o<br>r s<br>ec<br>ur<br>y-<br>se<br>sw<br>ap<br>p<br>ar<br>pa<br>ro<br>r-<br>er<br>y-<br>D<br>Ch<br>k<br>he<br>if<br>de<br>is<br>lso<br>OT<br>C<br>de<br>riv<br>iv…Read the full text as markdown