Full text of SABADELL SECURITIES USA, INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Sabadell Securities USA, Inc.** **Financial Statements and Supplemental Schedules Pursuant to Rule 17a-5 of the Securities and Exchange Commission December 31, 2020** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE C01\'1MISSION Washington, D.C. 20549** ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0M<br>B<br>AP<br>PR<br>OV<br>AL | | | | | |--------------------------------------------------------------------|----------------|---------------------------------|--|--| | 0M<br>B<br>Nu<br>m | be<br>r: | 32<br>35<br>-0<br>12<br>3 | | | | Ex<br>pi<br>re<br>s: | O<br>ob<br>ct | 3<br>1,<br>20<br>23<br>er | | | | Es<br>tim<br>ed<br>b<br>de<br>at<br>a<br>ve<br>ra<br>ge<br>ur<br>n | | | | | | ho<br>ur<br>s p<br>er | re<br>sp<br>on | 12<br>.0<br>0<br>se<br><br><br> | | | | SE | C<br>FI<br>LE<br>N<br>UM<br>BE<br>R | |----|-------------------------------------| | 8- | 67<br>97<br>5 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | R<br>E<br>PO<br>R<br>T<br>FO<br>R<br>T<br>H<br>E<br>PE<br>R<br>IO<br>D<br>B<br>E<br>G<br>IN<br>N<br>IN<br>G | 01<br>1<br>l2<br>02<br>I0<br>0<br>-<br>-<br>-<br>-<br>-<br>-<br>- | A<br>N<br>D<br>E<br>N<br>D<br>IN<br>G<br>-<br>-<br>-<br>- | /3<br>1/<br>12<br>20<br>20<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>- | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------|----------------------------------------------------------------------|-----------------------------------------------------------------------------------|--|--|--|--| | M<br>M<br>/D<br>D/<br>YY<br>M<br>M<br>/D<br>D/<br>YY<br>A<br>R<br>E<br>G<br>IS<br>T<br>R<br>A<br>N<br>T<br>I<br>D<br>E<br>N<br>T<br>IF<br>IC<br>A<br>T<br>IO<br>N | | | | | | | | | Sa<br>ba<br>N<br>A<br>M<br>E<br>O<br>F<br>B<br>R<br>O<br>K<br>E<br>R<br>-D<br>E<br>A<br>LE<br>R<br>: | Se<br>US<br>de<br>ll<br>rit<br>ie<br>A<br>, I<br>cu<br>s<br>nc | | O<br>FF<br>IC<br>IA<br>L<br>U<br>S<br>E<br>O<br>N<br>LY | | | | | | A<br>SS<br>O<br>C<br>A<br>A<br>C<br>O<br>D<br>D<br>R<br>E<br>F<br>PR<br>IN<br>IP<br>L<br>PL<br>E<br>F<br>B | SI<br>SS<br>(D<br>U<br>N<br>E<br>t u<br>:<br>o<br>no<br>se | .O<br>)<br>P…Read the full text as markdown