Full text of SABADELL SECURITIES USA, INC.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Sabadell Securities USA, Inc.** **Financial Statements and Supplemental Schedules Pursuant to Rule 17a-5 of the Securities and Exchange Commission December 31, 2019** {1}------------------------------------------------  | | AMARANT INCOLOT LEGIONAL AND PARA PARA PARALO Y ULDARIUM AT UN VARGIUM A / VI M<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | |-------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------|-----------------------|--------------------------------|--| | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | AND ENDING 12/31/2019 | | | | MM/DD/YY<br>MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Sabadell Securities USA, Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM I.D. NO. | | | | | 1111 Brickell Avenue, Suite 3010 | | | | | | | (No. and Street) | | | | | | | | 33131 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Steven Singer | | | 561-784-8922 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>PricewaterhouseCoopers, LLP Stephen H. Nesi | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 1441 Brickell Avenue, Suite 1100 Miami | | Florida | 33131 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | {2}------------------------------------------------ | | Signature | |-----------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------| | | President & CEO | | | Title | | Any 26, 201<br>Notary Public | | | This report ** contains (check all applicable boxes): | | | V<br>(a) Facing Page. | | | (b) Statement of Financial Condition. | | | | (c) Statement of…Read the full text as markdown