Full text of SABADELL SECURITIES USA, INC.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Sabadell Securities USA, Inc.** **Financial Statements and Supplemental Schedules Pursuant to Rule 17a-5 of the Securities and Exchange Commission December 31, 2022** {1}------------------------------------------------ | | UNITED STATES | | | OMB APPROVAL | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------|---------------------------|-------------------------------------------------------------------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | 8-67975 | | | | | PART III | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE IN IN 100 | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/22 | | AND ENDING | | 12/31/22 | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | SABADELL SECURITIES USA, INC. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>_ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | Major security-based swap participant | | | | | | 1111 BRICKELL AVENUE, 30TH FLOOR | (No. and Street) | | | | | | | MIAMI | | FLORIDA | | 33131 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | STEVEN SINGER | 561-784-8922 | | SSINGER@SABSECURITIES.COM | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. Accountant identification | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | KPMG, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 78 SW 7TH STREET, SUITE 1200<br>(Address) | MIAMI<br>(City) | | FLORIDA<br>(State) | 33130<br>(Zip Code) | | | | | | | | | | | | 10/20/2003<br>(Date of Registration with PCAOB)(if applicabl…Read the full text as markdown