Full text of PRIVATE CLIENT SERVICES, LLC's X-17A-5 filed 2019-02-27 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### PRIVATE CLIENT SERVICES, LLC #### FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES #### FISCAL YEAR-ENDED DECEMBER 31, 2018 AND #### INDEPENDENT AUDITORS' REPORT AND SUPPLEMENTAL EXEMPTION REPORT \*\*\*\*\*\*\*\* {1}------------------------------------------------ ## **CONTENTS** | | Page(s} | |-------------------------------------------------------------------------------------------------------------------------|---------| | Form X-17A-5 Part Ill: Facing Page | 2-3 | | Report of Independent Registered Public Accounting Firm on the<br>Financial Statements | 4 | | Financial Statements: | | | Statement of Financial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8-9 | | Notes to Financial Statements | 10-14 | | Supplementary Schedules | | | Computation of Net Capital Under Rule 15c3-1 of the U.S. Securities and<br>Exchange Commission at December 31<br>, 2018 | 15 | | Report of Independent Registered Public Accounting Firm on Exemption<br>Report | | | | 16 | | Exemption Report | 17 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31 , 2020 Estimated average burden hours per response ....... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8·68183 | | **FACING PAGE Information** Required **of Brokers and Dealers Pursuant to** Section 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | 12/31/2018<br>MM/DD/YY<br>OFFICIAL USE ONLY<br>FIRM I.D. NO.<br>40206<br>(Zip Code) | |------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | (502) 451-0600 | | (Area Code - Telephone Number) | | | | | | | | | | | | 47150 | | (Zip Code) | | | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be | | | Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {3}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | | __________ E<br>_rn_e_s_t_S_a_m"""p_s_on _______…Read the full text as markdown