Full text of PRIVATE CLIENT SERVICES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ....... 12.00 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | | | | |-----------------|--|--|--| | 8-68183 | | | | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of th1 Securities Exchange Act of** I **934 and Rule** I **7a-5 Thereunde,** | REPORT FOR THE PERIOD BEGINNING | 1/1/2019 | AND ENDING | | 12/31/2019 | |------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------|--------------------------------|---------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | Private Client Services, LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS (Do not use P.O. Box No) | | | | FIRM I.D. NO. | | 2225 Lexington Road | | | | | | | (No and Street) | | | | | Louisville | KY | | 40206 | | | !City) | (State) | | (Zip C<Xle) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Ernest Samp~on | | (502) 992-3540 | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained on this Report•<br>Rodefer Moss & Co, PLLC | | | | | | | (Name• if mdi\"idual. state last. first. middle narne) | | | | | JO I East Elm St | New Albany | | | 47150 | | (Address) | (City) | | (State) | (Zip Code) | | CHECKO'.'iE: | | | | | | [SJ<br>Certified Public Accountant | | | | | | D<br>Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be | | | | | *supported by a statement of facts and circumstances relied* 011 *as the basis for the exemption See 2./0. I 7a-5(e)l2).* **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFF…Read the full text as markdown