Full text of PRIVATE CLIENT SERVICES, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PRIVATE CLIENT SERVICES, LLC (S.E.C. I.D. No 8-68183) #### STATEMENT OF FINANCIAL CONDITION #### FISCAL YEAR-ENDED DECEMBER 31, 2022 AND INDEPENDENT AUDITORS' REPORT \*\*\*\*\*\*\*\*  # PRIVATE CLIENT SERVICES™ {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |----------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | I 2<br>hours per response: | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-68183 | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **\_\_ 0\_1\_/0\_1 /\_2\_0\_2\_2\_** AND ENDING **\_\_ 1\_2\_/\_3\_1 \_/2\_0\_2\_2 \_\_** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: \_\_ P\_r\_iv\_a\_te\_C\_l\_ie\_n\_t\_S\_e\_rv\_ic\_e\_s\_, \_L\_L\_C \_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2225 Lexington Road (No. and Street) Louisville KY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 40206 (Zip Code) Ernest Sampson (502) 992-3540 esampson@pcsbd.net (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Rodefer Moss & Co, PLLC (Name - if individual, state last, first, and middle name) 608 Mabry Hood Road Knoxville TN 37932 (Address) (City) (State) (Zip Code) 11/05/2003 910 l" of RegistcaMo with PCAOB)(il applicable) **FOR OFFICIAL USE ONLY** (PCAOB Regi<tcatioo N,mbe,, ii applicable) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ ###…Read the full text as markdown