Full text of PRIVATE CLIENT SERVICES, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PRIVATE CLIENT SERVICES, LLC (S.E.C. I.D. No 8-68183) #### STATEMENT OF FINANCIAL CONDITION #### FISCAL YEAR-ENDED DECEMBER 31, 2023 AND INDEPENDENT AUDITORS' REPORT \*\*\*\*\*\*\*\*  {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68183 MM/DD/YY **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2023** AND ENDING **12/31/2023** MM/ 00/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Private Client Services, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 2225 Lexington Road | | (No. and Street) | | | |---------------------------------------------------------------------------|------------------------------------------------------------|--------------------|-------------------------------------------------| | Louisville | KY | | 40206 | | {City) | {State) | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Ernest Sampson | (502) 992-3540 | esampson@pcsbd.net | | | {Name) | {Area Code - Telephone Number) | {Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Rodefer Moss & Co, PLLC | | | | | | {Name - if individual, state last, first, and middle name) | | | | 608 Mabry Hood Road | Knoxville | TN | 37932 | | {Address)<br>11/05/2003 | {City) | {State) | (Zip Code) | | rte of Registcatioo with PCAOB)lif applicable) | | 910 | I<br>(PCAOB Registcatioo Nombe,, if applicable) | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a st atement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e){l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently v…Read the full text as markdown