Full text of PRIVATE CLIENT SERVICES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PRIVATE CLIENT SERVICES, LLC (S.E.C. I.D. No 8-68183) #### STATEMENT OF FINANCIAL CONDITION #### FISCAL YEAR-ENDED DECEMBER 31, 2021 AND INDEPENDENT AUDITORS' REPORT \*\*\*\*\*\*\*\*   {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill > > **FACING PAGE** | 0MB APPROVAL | | | |---------------------------|--|--| | 0MB Number: 3235-0123 | | | | Expires: Oct. 31, 2023 | | | | Estimated average burden | | | | hours per response:<br>12 | | | SEC FILE NUMBER 8-68183 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 0\_1\_/0\_1\_/2\_0\_2\_1 \_\_ AND ENDING \_\_ 1\_2\_/3\_1\_/2\_0\_2\_1 \_\_ \_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_ P\_ri\_v\_at\_e\_C\_lie\_n\_t\_S\_e\_rv\_i\_ce\_s\_,\_L\_L\_C \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2225 Lexington Road (No. and Street) Louisville KY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 40206 (Zip Code) Ernest Sampson (502) 992-3540 esampson@pcsbd.net (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Rodefer Moss & Co, PLLC (Name - if individual, state last, first, and middle name) 608 Mabry Hood Road Knoxville TN (Address) (City) (State) 11/05/2003 910 37932 (Zip Code) **rte of Reg;stcatioo w;th PCAOB)l;f apphcable) FOR OFFICIAL USE ONLY (PCAOB Reg,stcatioo Nombec, ;f apphcable)** I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ ### **OATH O…Read the full text as markdown