Full text of FOCUS SECURITIES LLC's X-17A-5 filed 2021-02-10 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | |-------------------------------------------------------|------------------| | OMB Number: | 3235-0123 | | Expires: | October 31, 2023 | | Estimated average burden<br>hours per response 12.00 | |  # FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING January 1, 2020 | MM/DD/YY | AND ENDING December 31, 2020 | | |----------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------------------------|--------------------------------| | | A. REGISTRANT IDENTIFICATION | | MM/DD/YY | | NAME OF BROKER-DEALER: FOCUS SECURITIES LLC | | | | | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 3353 Peachtree Road, NE, Suite 1160 | | | | | | (No. and Street) | | | | Atlanta | GA | 30326 | | | (City) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Richard Thompson 202-470-1963 | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Bennett Thrasher LLP | | | | | | (Namo - if individual, state last, first, middle name) | | | | 3300 Riverwood Parkway, #700 | Atlanta | GA | 30339 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | \*Claims for exemption from the reguirement that the camul report be copinion of the independent public accountant must be supported by a statement of facts and the unitial report be covered by the exemption. See Section 240. Tax September 1 > Potential persons who are to respond to the collection of Information contained in this form are not required to respond undermation obinamed in this form are not required to respond > unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}---------------------------------------------…Read the full text as markdown