Full text of FOCUS SECURITIES LLC's X-17A-5 filed 2023-02-13 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FOCUS SECURITIES LLC** **FINANCIAL STATEMENTS DECEMBER 31, 2022** {1}------------------------------------------------ | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | | | | | SEC FILE NUMBER | | |--|--|--|-----------------|--| |--|--|--|-----------------|--| | 3353 Peachtree Road, NE, Suite 1160 | | | | | |----------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|--------------------------------|--| | | (No. and Street) | | | | | Atlanta | GA | | 30326 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Richard Thompson | 202-470-1963 | | rick.thompson@focusbankers.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Bennett Thrasher LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | 3300 Riverwood Parkway, #700 | Atlanta | GA | 303339 | | | (Address) | (City) | (State) | (Zip Code) | | | 1/19/2010 | 4051 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | {2}------------------------------------------------ | 1. Richard Thompson | swear (or affirm) that, to the best of my knowledge and belief, the | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | financial report pertaining to the firm of FOCUS Securities LLC | , as of | | | | | December 31 | ______________________________________________________________________________________________________________________________________________________________________________ | | | | | | | | | | | partner, officer, director, or equivalent person, as has any proprietary interest in any acc…Read the full text as markdown