Full text of FOCUS SECURITIES LLC's X-17A-5 filed 2024-02-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FOCUS SECURITIES LLC** **FINANCIAL STATEMENTS DECEMBER 31, 2023** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL<br>0MB Number: 3235-0123 | | |---------------------------------------|----| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | # **ANNUAL REPORTS** SEC FILE NUMBER **FORM X-17A-5** **PART Ill** | 8-68273 | | |---------|--| | | | #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | AND ENDING 12/31/2023 | | | |-------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|-----------------------------------------------|--| | | MM/00/YY | | MM/00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: FOCUS | Securities<br>LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer | D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 3353 Peachtree Road, NE, | Suite<br>1160 | | | | | | (No. and Street) | | | | | Atlanta, GA<br>30326 | | | | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Rick Thompson | 703-786-9661 | rick. thompson@focusbankers.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Bennett Thrasher LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 3300 Riverwood Parkway, | Suite<br>700 Atlanta | GA | 30339 | | | (Address) | (City) | (State) | (Zip Code) | | | . 1/19/2010 | | 4051 | | | | | rte of Registration w;th PCAOB )l;f applkable) FOR OFFICIAL USE ON LY | | (PCAOB Registration Number, if applicable I I | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports o…Read the full text as markdown