FOCUS SECURITIES LLC X-17A-5 (2025-02-18) — Broker-dealer annual report

Full text of FOCUS SECURITIES LLC's X-17A-5 filed 2025-02-18 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ # **FOCUS SECURITIES LLC** **FINANCIAL STATEMENTS DECEMBER 31, 2024** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | | |-----------------|--| | 8-68273 | | | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | 01/01/2024<br>12/31/2024<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------|---------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | FOCUS<br>Securities<br>NAME OF FIRM: _______________________________________________________________________ | LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>☐<br>☐<br>Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>☐ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 7371 Atlas Walk Way #259<br>_____________________________________________________________________________________ | | | | | | | (No. and Street) | | | | | Gainesville, VA 20155<br>_____________________________________________________________________________________ | | | | | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Rick<br>Thompson<br>_____________________________________________________________________________________ | 703-786-9661 | | | rick.thompson@focusbankers.com | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Bennett<br>Thrasher<br>LLP<br>_____________________________________________________________________________________ | | | | | | | (Name…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)