Full text of FOCUS SECURITIES LLC's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FOCUS SECURITIES LLC** **FINANCIAL STATEMENTS DECEMBER 31, 2021** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | Expires: Oct. 31, 2023<br>Estimated average burden | | |----------------------------------------------------|--| | hours per response: 12 | | | SEC FILE NUMBER | | | 8-68273 | | OMB APPROVAL OMB Number: 3235-0123 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/2021 | | | AND ENDING 12/31/2021 | | |---------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-----------------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: FOCUS Securities LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | Broker-dealer | ❑ Security-based swap dealer | | | ❑ Major security-based swap participant | | 11 Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 3353 Peachtree Road, NE, Suite 1160 | | | | | | | (No. and Street) | | | | | Atlanta | | GA | | 30326 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Richard Thompson | 202-470-1963 | | | rick.thompson@focusbankers.com | | (Name) | (Area Code — Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Bennett Thrasher LLP | | | | | | | (Name — if individual, state last, first, and middle name) | | | | | 3300 Riverwood Parkway, #700 | Atlanta | | GA | 30339 | | (Address) | (City) | | (State) | (Zip Code) | | 01/19/2010 | | | 4051 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form dis…Read the full text as markdown