TAP SECURITIES LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of TAP SECURITIES LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: TAP SECURITIES LLC
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0001471744-19-000001
• CIK: 1471744
• File #: 8-68381
• Material weakness: No
• Auditor: WithumSmith & Brown, PC
• Auditor location: Whippany, NJ
• Contact: Howard Spindel
• Phone: 2128971688
• Signed by: F. Davis Terry Jr. (Co-CEO)

Document text (excerpt)

X-17A-5 0001471744 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N TAP SECURITIES LLC 390 PARK AVENUE 9TH FLOOR NEW YORK NY 10022 Howard Spindel 2128971688 WithumSmith & Brown, PC 200 Jefferson Park Suite 400 Whippany NJ 07981 Certified Public Accountant F. Davis Terry Jr. TAP SECURITIES LLC 12-31-2018 F. Davis Terry Jr Co-CEO Y

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Original filing on SEC EDGAR (source of record)