Full text of TAP SECURITIES LLC's X-17A-5 filed 2023-03-07 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ST A TEMENT OF FINANCIAL CONDITION December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED TATE SECURITIE AND EXCHANGE COMMI JON Wa hington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PARTID 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMER 8- 68381 FACING PAGE Information Required Pur uant to Rules 17a-5, 17a-12, and 18a-7 under the ecu.rities Exchange Act of 1934 HLTNG FOR THE PERIOD BEGINNING Q 1 /Q 1 /22 MM/DD/VY AND ENDING 12/31 /22 !YIM/DD/VY **A. REGISTRANTIDENTJFICATION** NAME OF FIRM: \_\_\_ T\_A\_P\_S\_E\_C\_U\_R\_I\_T\_IE\_S\_L\_LC \_\_\_\_\_\_\_\_ \_ TYPE OF REGJ TRANT (check all applicable boxe ): ~ Broker-dealer D ecurity-based swap dealer D Major security-based swap participant D Check here if re pendent i also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINES : (Do not use a P.O. box. no.) 767 FIFTH AVENUE, FL 18 (No. and Street) New York NY (Cily) (Sta\e) PER ON TO CONTACT WlTii REGA RD TO THI FILING 10153 (Zip Code) Howard Spindel (212) 897-1688 hspindel@integrated.so1utions (Name) (Area Code -Telephone umber) (Email Address) **B. ACCOUNT ANT lDENTlFICA TION** INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained m this filing• WithumSmith+Brown, PC (Nnrnc - if individual. state last. first. and middlo name) 200 Jefferson Park, Suite 400 Whippany NJ (Address) (City) ( late) 07981 (Zip Code) (Date of Reg1strauon with PCAOB)(if applicable) (PCAOB Reg1SU'l\tion Number. ifopplicuble) **FOR OFFICIAL SE ONLY** • Claims for exemption from the requiremem that the annual reports be covered by the repons of an independent public accounLant m\lst be supponed by a statemem of facts and circumstances n:lied on as the basis of the exemption. 5cc 17 CFR 240. I 7a--(cl( I ){ii), if applicable. Per oos who arc to respond to the collection of information contained in this form are not required to respond unless the form display a currently vaJid 01\-fB control number. {2}------------------------------------------------ ## AFFlllMA TIO solely as that of a customer. I, F. Davis Terry Jr , wear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to TAP SECURITIES LLC a of 12/31/22 , is true and correct. **J** further swear (or affirm) that neither the company nor any partner, officer, director, or equi…Read the full text as markdown