Full text of TAP SECURITIES LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMER 8- 68381 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 1 Sa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01 /20 AND ENDING 12/31 /21 ~~~~~~~~- MM/DD/YY MM/DD /Y Y A. REGISTRANT IDENTIFICATION # NAME OF FIRM: \_\_\_ T\_A\_P\_S\_E\_C\_U\_R\_IT\_IE\_S\_L\_L\_C \_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 767 FIFTH AVENUE, FL 18 | | | (No. and Street) | | | |---------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------|-------------------------------|-------| | NY<br>New York | | | 10153 | | | (City) | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Howard Spindel | (212) 897-1688 | | hspindel@integrated.so!utions | | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | WithumSmith+Brown, PC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 200 Jefferson Park, Suite 400 | | Whippany | NJ | 07981 | (Address) (City) (State) (Zip Code) (Date of Registration with PCAOB)(ifapplicable) (PCAOB Registration Number, ifapplicable) #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(I )(ii), if applicable. Persons who are to respond to the collection of in formation contained in this form are not required to respond unless the form…Read the full text as markdown