Full text of TAP SECURITIES LLC's X-17A-5 filed 2025-03-04 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION December 31, 2024 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |-------------------------------------| | OMB Number: 3235 0123 | | Expires:<br>. 3 , 202<br>Nov O<br>6 | | Estimated average burden | | hours per response:<br>12 | | | SEC FILE NUMER 8 - 68381 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **0 1/01 /24** MMIDDIYY MMIDDIYY AND ENDING **12/31 /24** ## **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_\_ T\_A\_P\_S\_E\_C\_U\_R\_IT\_IE\_S\_L\_L\_C \_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 767 FIFTH AVENUE, FL 18 | | (No. and Street) | | | |----------------|---------------------------------------------------------------------------|-------------------------------|--| | New York | NY | 10153 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Howard Spindel | (212) 897-1688 | hspindel@integrated.so1utions | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | WithumSmith+Brown, PC | | | | | | |-----------------------------------------------------------|----------|---------|-------------------------------------------|--|--| | (Name- if individual, state last, first, and middle name) | | | | | | | 200 Jefferson Park, Suite 400 | Whippany | NJ | 07981 | | | | w~~ | ~~ | (State) | (Zip Code) | | | | 10/8/2003 | | 100 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicable) | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5( e )( 1 )(ii), if applicable. **Pers…Read the full text as markdown