Full text of TAP SECURITIES LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ ### UNJTED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Requ ired Pursuant to Rules l ?a-S, 17:i-12, and 18a-7 under the Secu rities Exchange Act of I 934 | (Name) | (Area Code - Telephone Number) | (Email Address) | |--------------------------------------------------|----------------------------------------------------------------------------------------------|-----------------------------------------| | Howard Spindel | (212) 897-1688 | hspindel@integrated.so1utions | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | (City) | (State) | (Zip Code) | | New York | NY | 10153 | | | (No. and Street) | | | 767 FIFTH AVENUE, | FL 18 | | | | ADDRESS OF PRINClPAL PLACE OF BUSINESS: (Do not t1 | se a P.O. box no.) | | ~ Broker-dealer | D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Major security-based swap participant | | TYPE OF REGISTRANT (check all applicable boxes): | | | | NAME OF FIRM: | | | | ___ | _ T_A_P_S_E_C_U_R_IT_IE_S_LL_C | _________<br>_ | | | A. REGISTRANT IDENTIFICATION | | | | MM/DD/YY | MM/DD/YY | | | FILING FOR THE PERIOD BEGINNING 01/01/23 | AND ENDING 12/31 /23 | | | (Name- if individual, state last, first, and middle name) | | | |-------------------------------|-----------------------------------------------------------|---------|------------| | 200 Jefferson Park, Suite 400 | Whippany | NJ | 07981 | | (Address) | (City) | (State) | (Zip Code) | | | | | | (Date of Regii,trntion w ith PCAOB)(if applicable) (PCAOB Registration Number, ifapplicable) 0MB APPROVAL 0MB Number· 3235·0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMER 8- 68381 #### FOR OFFICIAL USE ONLY \* Claims for e.xcmplion from the requirement that lhe annual reports be covered by the reports of an independent public accountant must be sopported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. I 7a-5(c)( I )(ii), if applicable. Persons who :\re 10 rc~pond to thccolleclion ofinfo nnation contained in this form arc not required to respond unless the form llis1,1ays a currcntl)· , :llit.l Oi\lD control number. {2}----------------------------…Read the full text as markdown