Full text of CONCORDE INVESTMENT SERVICES, LLC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | |-----------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------|-----------------------------------------------------------------------------------------------------------------------| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-8388 | | | PARTII | | | | | FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | 12/31/2021 | | FILING FOR THE PERIOD BEGINNING | 01/01/2021<br>MM/DD/YY | AND ENDING | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Concorde Investment Services, LLC | | | | | | | | | | Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 19500 Victor Parkway, Suite 550 | | | | | | (No. and Street) | | | | Livonia | MI | | 48152 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Kathleen Hofer | 248-824-6708 | | khofer@concordeis.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Carnaghi & Schwark PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 30435 Groesbeck Highway Roseville | | MI | 48066 | | Address) | (City) | (State) | (Zip Code) | | 05/19/2009 | | 3421 | | | | | | (PCAOB Registration Number, if applicable) | | | | | | | Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | p d {1}------------------------------------------------ #### OATH OR AFFIRMATION , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Concorde Investment Services LLC as of 12/31 \_\_ 2 021 \_\_ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as…Read the full text as markdown