Full text of CONCORDE INVESTMENT SERVICES, LLC's X-17A-5 filed 2025-03-17 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/24 | | AND ENDING | 12/31/24 | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM. Concorde Investment Services, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 3909 Research Park Dr., Suite 200 | | | | | | | (No. and Street) | | | | | Ann Arbor | MI | | | 48108 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kathleen Hofer | 248.428.8003 | | | khofer@concordeis.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Sanville & Company, LLC | | | | | | 325 North Saint Paul St. Suite 3100 Dallas | (Name - if individual, state last, first, and middle name) | | X | | | (Address) | (City) | | (State) | 75201 | | 09/18/2003 | | 169 | | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | {1}------------------------------------------------ | Kathleen Hofer | | |----------------|--| | | | | | Signature: | | |-----------------------------------------------------|----------------------------------------------------------------------------------------------|--| | | Title:<br>CURT JORREY | | | Notary Public | Notary Public - State of Michigan<br>County of Oakland<br>My Commission Expires Oct 26, 2025 | | | This filing ** contains (chack all spelicable ba…Read the full text as markdown