Full text of CONCORDE INVESTMENT SERVICES, LLC's X-17A-5 filed 2024-03-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | OMB APPROVAL OMB Number: 3235-0123 SEC FILE NUMBER 8-8388 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-------------------------------------------|--| | | 01/01/23 | AND ENDING | 12/31/23 | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Concorde Investment Services, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>🇿 Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 3909 Research Park Dr., Suite 200 | | | | | | | (No. and Street) | | | | | Ann Arbor | Ma | | 48108 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kathleen Hofer | 248-428-8003 | | khofer@concordeis.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Carnaghi & Schwark PLLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 39425 Garfield Rd | Clinton Twp | MI | 48038 | | | (Address) | (City) | (State) | (Zip Code) | | | 05/19/2009 | | 3421 | | | | | | | IPCAOB Registration Number, if applicable | | (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an enorts of an independent public Claims for exemption from the requirent that the annual reports be on or the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. CFR 240.17a-5(e){1)(1)(1), frapplicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH…Read the full text as markdown