Full text of CONCORDE INVESTMENT SERVICES, LLC's X-17A-5 filed 2026-04-16 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **CONCORDE INVESTMENT SERVICES, LLC** **FINANCIAL STATEMENTS** **AND** **SUPPLEMENTARY INFORMATION** **DECEMBER 31, 2025** {1}------------------------------------------------ # **CONCORDE INVESTMENT SERVICES, LLC DECEMBER 31, 2025 TABLE OF CONTENTS** | | PAGE | |----------------------------------------------------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | | | Financial Statements: | | | Statement of Financial Condition | 1 | | Statement of Operations | 2 | | Statement of Changes in Stockholder's Equity | 3 | | Statement of Cash Flows | 4 | | Notes to the Financial Statements | 5-11 | | Supplementary Information: | | | I - Computation of Net Capital Pursuant to Rule 15c3-1 | 13 | | Other Information | | | II - Computation for Determination of the Reserve Requirements Pursuant to Rule 15c3-3 | 14 | | III – Information Relating to Possession or Control Requirements Pursuant to Rule 15c3-3 | 14 | | Report of Independent Registered Public Accounting Firm on Exemption from Filing Compliance Report | 15 | | Exemption Report Pursuant to Rule 17a-5 | 16 | | | | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: EŽǀ͘ϯϬ͕ϮϬϮϲ Estimated average burden hours per response: SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 01/01/2025 12/31/2025 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** #### NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Concorde Investment Services LLC TYPE OF REGISTRANT (check all applicable boxes): ܆ Broker-dealer ܆ Security-based swap dealer ܆ Major security-based swap participant ܆ Check here if respondent is also an OTC derivatives dealer ■ ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) #### \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 3909 Research Park Dr. Suite 200 | Ann<br>Ar…Read the full text as markdown