Full text of CONCORDE INVESTMENT SERVICES, LLC's X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ## ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |-------------------------------------------------| | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | | | | SEC FILE NUMBER | 8-8388 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------------------|-----------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | | Concorde Investment Services, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>LI Security-based swap dealer __ Major security-based swap participant<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 19500 Victor Parkway, Suite 550 | | | | | | | | (No. and Street) | | | | | | Livonia | MI | | 48152 | | | | (City) | | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | Kon<br>10 | | | | | Kathleen Hofer | 248-824-6708 | | khofer@concordeis.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Carnaghi & Schwark PLLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------|--| | 30435 Groesbeck Highway Roseville | | Ma | 48066 | | | (Address) | (City) | (State) | (Zip Code) | | | 05/19/2009 | | 3471 | | | | (Date of Registration with PCAOB)(if appl…Read the full text as markdown