Full text of PERTH ADVISORS LLC's X-17A-5 filed 2021-11-24 (period 2021-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PERTH ADVISORS LLC PERTH ADVISORS LLC ### STATEMENT OF FINANCIAL CONDITION STATEMENT OF FINANCIAL CONDITION SEPTEMBER 30, 2021 SEPTEMBER 30, 2021 > PUBLIC PUBLIC {1}------------------------------------------------ # PERTH ADVISORS LLC FINANCIAL STATEMENTS SEPTEMBER 30, 2021 PERTH ADVISORS LLC FINANCIAL STATEMENTS SEPTEMBER 30, 2021 # CONTENTS CONTENTS | | PAGE<br>PAGE | | |----------------------------------------------------------------------------------------------------------------------------------------------------|--------------|--| | Affirmation<br>Affirmation<br>Facing<br>Oath<br>or<br>or<br>Facing<br>-Oath<br>Page<br>Page<br>- | 1-2<br>1-2 | | | of<br>ofIndependent<br>Public<br>Accounting<br>Accounting<br>Firm<br>Firm<br>Report<br>Report<br>Independent<br>Registered<br>Public<br>Registered | | | | of<br>ofFinancial<br>Condition<br>Condition<br>Financial<br>Statement<br>Statement | | | | Financial<br>Notes<br>Notes<br>to<br>to<br>Financial<br>Statements<br>Statements | 5-11<br>5-11 | | {2}------------------------------------------------ UNITEDSTATES OMB APPROVAL SECURITIESANDEXCHANGECOMMISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expires: October 31, 2023 UNITEDSTATES OMB APPROVAL SECURITIESANDEXCHANGECOMMISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expires: October 31, 2023 # ANNUAL AUDITED REPORT hoursperresponse...... 12.00 FOR <sup>M</sup> X-1 7A'5 SEC FILE NUMBER PARTIH & ANNUAL AUDITED REPORT hours perresponse...... 12.00 FOR <sup>M</sup> X'1 7A'5 SEC FILE NUMBER PART III B\_ | Estimated<br>Estimated<br>burden<br>burden<br>average<br>average | | | |------------------------------------------------------------------|--|--| | | | | | | SEC FILE NUMBER | |--|-----------------| | | | 68423 68423 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of1934 and Rule l7a-5 Thereunder | | BEGINNING<br>BEGINNING<br>OCIODGF<br>October<br>1. 2020<br>2020<br>AND<br>AND<br>1. | ENDING<br>September<br>ENDING<br>September<br>30.<br>30.2021<br>2021 | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------…Read the full text as markdown