Full text of PERTH ADVISORS LLC's X-17A-5 filed 2025-11-19 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PERTH ADVISORS LLC ### STATEMENT OF FINANCIAL CONDITION SEPTEMBER 30, 2025 **PUBLIC** {1}------------------------------------------------ # PERTH ADVISORS LLC FINANCIAL STATEMENTS SEPTEMBER 30, 2025 # **CONTENTS** | | PAGE | |---------------------------------------------------------|------| | Facing Page -<br>Oath or Affirmation | 1-2 | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Financial Statements | 5-10 | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PARTIII 0MB APPROVAL 0MB Number: 3235-0123 Expires: **Nov.** 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-68423 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 1 0/01 /2024 | | FACING PAGE | | AND ENDING 09/30/2025 | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------|------------------------------------------------------------|----------------|-----------------------|------------|--| | | | MM/DD/VY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM: Perth Advisors LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 170 Commerce Way, Suite 200 | | | | | | | | | | (No. and Street) | | | | | | Portsmouth | | NH | | | 03801 | | | {City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Michael Patrick Campbell | mpc@perthadvisors.com | | (917) 865-6223 | | | | | (Name) | {Area Code-Telephone Number)<br>(Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Spicer Jeffries LLP | | | | | | | | | | {Name - if individual, state last, first, and middle name} | | | | | | 4601 OTC Parkway, Suite 700 | | Denver |…Read the full text as markdown