Full text of PERTH ADVISORS LLC's X-17A-5 filed 2022-11-29 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PERTH ADVISORS LLC PERTH ADVISORS LLC ### STATEMENT OF FINANCIAL CONDITION STATEMENT OF FINANCIAL CONDITION SEPTEMBER 30, 2022 SEPTEMBER 30, 2022 > PUBLIC PUBLIC {1}------------------------------------------------ # PERTH ADVISORS LLC FINANCIAL STATEMENTS SEPTEMBER 30, 2022 PERTH ADVISORS LLC FINANCIAL STATEMENTS SEPTEMBER 30, 2022 # CONTENTS CONTENTS | | PAGE<br>PAGE | |----------------------------------------------------------------------------------------------------------------------------------------------------|--------------| | Affirmation<br>Affirmation<br>Facing<br>Oath<br>or<br>or<br>Facing<br>-Oath<br>Page<br>Page<br>- | 1-2<br>1-2 | | of<br>ofIndependent<br>Public<br>Accounting<br>Accounting<br>Firm<br>Firm<br>Report<br>Report<br>Independent<br>Registered<br>Public<br>Registered | | | of<br>ofFinancial<br>Condition<br>Condition<br>Financial<br>Statement<br>Statement | | | Financial<br>Notes<br>Notes<br>to<br>to<br>Financial<br>Statements<br>Statements | 5-10<br>5-10 | {2}------------------------------------------------ "N'TEDSTATES OMEmLZfZZSEXi'iés SECURITIES AND EXCHANGE COMMISSION Expires: on. 3'1, <sup>2023</sup> Washington, D.C. <sup>20549</sup> Estimated average burden UNITED STATES ' OMB Nun'I/t'agfgzgs-mzs ' SECURITIES AND EXCHANGE COMMISSION mm: cm. <sup>3</sup>'1! <sup>2023</sup> Washington, D.C. 20549 Estimated average burden | ANNUAL<br>REPORTS<br>ANNUAL<br>REPORTS | smmumm<br>SECWE<br>NUMBER | |----------------------------------------|---------------------------| | X-17A-5<br>FORM<br>FORM<br>X-17A-5 | | | III<br>PART<br>PART<br>III | | | hours<br>per<br>response:<br>12<br>hours<br>12<br>per response: | | |-----------------------------------------------------------------|--| FACING PAGE FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act Of <sup>1934</sup> information Required Pursuant to Rules 17a-5, 17a-12, and 183-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING October 1'2021 AND ENDING September 30' 2022 FILING FOR THE PERIOD BEGINNING October 1' 2021 AND ENDING September 30' 2°22 MM/DD/YY MM/DD/YY MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION A. REGISTRANT IDENTIFICATION # NAMEOF "RM, Perth Advisors LLC NAMEOF "RM, Perth Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): TYPE OF REGISTRANT (check all applicable boxes): IE Broker-dealer CI Security-based swap dealer CI Major secu…Read the full text as markdown