Full text of PERTH ADVISORS LLC's X-17A-5 filed 2024-11-21 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## PERTH ADVISORS LLC ## STATEMENT OF FINANCIAL CONDITION SEPTEMBER 30, 2024 **PUBLIC** {1}------------------------------------------------ ## PERTH ADVISORS LLC FINANCIAL STATEMENTS SEPTEMBER 30, 2024 # **CONTENTS** | | PAGE | |------------------------------------------------------------------------|------| | Facing<br>Page<br>- Oath<br>or<br>Affirmation | 1-2 | | Report<br>of<br>Independent<br>Registered<br>Public Accounting<br>Firm | 3 | | Statement of<br>Financial<br>Condition | 4 | | Notes to<br>Financial<br>Statements | 5-10 | {2}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SECFILE NUMBER 8-68423 # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 10/01/2023 MM/DD/YY AND ENDING 09/30/2024 MM/DD/YY FILING FOR THE PERIOD BEGINNING **\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_A. REGISTRANT IDENTIFICATION \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_** ### NAME OF FIRM: AdvISOPSLLC Perth TYPE OF REGISTRANT (check all applicable boxes): S Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTCderivatives dealer □ □ ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 360 West 31st Street, | Hudson Yards | 6th<br>Floor | _______ | |--------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------|--------------------------|---------------------------| | New York _______________NY ____________10001 | (No.<br>and<br>Street) | | | | (City) | (State) | | (Zip<br>Code) | | PERSON<br>TO CONTACT<br>WITH REGARD | TO THIS<br>FILING | | | | Patrick Campbell (917)<br>Michael | 865-6223 | | mpc@perthadvisors.com | | (Name) | (Area<br>Code-Telephone<br>Number) | (Email<br>Address) | | | | B. ACCOUNTANT<br>IDENTIFICATION | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT<br>Spicer<br>Jeffries<br>(Name | whose reports<br>are contained<br>LLP _____________________________<br>- if individual,<br>state<br>last,<br>first,<br>and<br>middle | in this filing*<br>name) | | |…Read the full text as markdown