Full text of PERTH ADVISORS LLC's X-17A-5 filed 2023-11-17 (period 2023-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PERTH ADVISORS LLC # STATEMENT OF FINANCIAL CONDITION SEPTEMBER 30, 2023 PUBLIC {1}------------------------------------------------ ### PERTH ADVISORS LLC FINANCIAL STATEMENTS SEPTEMBER 30, 2023 # CONTENTS | | PAGTH | |---------------------------------------------------------|-------| | Facing Page - Oath or Affirmation | 1-2 | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Financial Statements | 5-10 | {2}------------------------------------------------ | _______OMB<br>APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response:<br>12 | | |------------------------------------------------------------------------------------------------------------------------------------|---------| | SECFILE<br>NUMBER | | | | 8-68423 | # FORM X-17A-5 #### PART III | UNITED STATES | _______OMB<br>APPROVAL<br>OMB Number: 3235-0123 | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION<br>D.C. 20549<br>Washington, | Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response:<br>12 | | ANNUAL REPORTS | SECFILE<br>NUMBER | | FORM<br>X-17A-5<br>PART III | 8-68423 | | FACING PAGE<br>Required Pursuant to Rules 17a-5, 17a-12,<br>Information | and 18a-7 under the Securities Exchange Act of 1934 | | 10/01<br>/2022<br>FILING FOR THE PERIOD BEGINNING<br>AND EN<br>D <br>N<br>G<br>MM/DD/YY | 09/30/2023<br>MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: Perth Advisors LLC | | | TYPE OF REGISTRANT (check<br>all applicable boxes):<br>S Broker-dealer<br>Security-based swap dealer<br>Checkhere if respondent is<br>also<br>an OTCderivatives dealer | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 16 Madison Square Park West, 12th Floor _____________ | | # NAME OF FIRM: Perth Advisors LLC | 16 Madison Square Park West, 12th Floor _____________ | | | | | |---------------------------------------------------------------------------------------|-----------|----------------------------------------------------------------------|-----------------------|-------------------------------------------| | | | (No…Read the full text as markdown