GLOBALIST CAPITAL, LLC X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of GLOBALIST CAPITAL, LLC's X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: GLOBALIST CAPITAL, LLC
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0001480449-17-000002
• CIK: 1480449
• File #: 8-68478
• Material weakness: No
• Auditor: Schwartz & Company, LLC
• Auditor location: Bellmore, NY
• Contact: Neil Morganbesser
• Phone: 3103192000
• Signed by: Neil Morganbesser (CEO)

Document text (excerpt)

X-17A-5 0001480449 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N GLOBALIST CAPITAL, LLC 100 WILSHIRE BLVD. SUITE 750 SANTA MONICA CA 90401 Neil Morganbesser 3103192000 Schwartz & Company, LLC 2580 Sunrise Highway Bellmore NY 11710 Certified Public Accountant Neil Morganbesser GLOBALIST CAPITAL, LLC 12-31-2016 Neil Morganbesser CEO Y

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• X-17A-5 — 2022-03-01
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• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)