Full text of GLOBALIST CAPITAL, LLC's X-17A-5 filed 2023-03-08 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # GLOBALIST CAPITAL, LLC (A Limited Liability Company) # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | 1 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-68478 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | Globalist Capital, LLC<br>NAMF OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer - D Security-based swap dealer - D Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 100 Wilshire Blvd, Suite 750 | | | | | | | (No. and Street) | | | | | Santa Monica | CA | | 904 01 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Neil Morganbesser | 310-319-2000 | | nm@delmorganco.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Assurance Dimensions CPAs | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 4920 W Cypress Street, Ste 102 Tampa | | | 33607<br>u | | | (Address) | (City) | | (State)<br>(Zip Code) | | | 4-13-2010 | | 5036 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)…Read the full text as markdown