Full text of GLOBALIST CAPITAL, LLC's X-17A-5/A filed 2022-03-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **GLOBALIST CAPITAL, LLC (A Limited Liability Company)** ### **STATEMENT OF FINANCIAL CONDITION** **DECEMBER 31, 2021** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response; 12 | SEC FILE NUMBER | | |-----------------|--| | 8-68478 | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING __ | | __<br>_<br>1:c:2'-'/3=---1-'--/2_0_2_1 | |------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|-----------------|----------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: ---~Ge,lo~b,,,aeclise,tc,C"'a"'p'--'ita"'IL, | | c,LL""C'--------------------- | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l!l Broker-dealer<br>:::J Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 100 Wilshire Blvd, Suite 750 | | | | | | | (No. and Street) | | | | | Santa Monica | CA | | | 90401 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Neil Morganbesser | 310-319-2000 | | | nm@delmorganco.com | | (Name) | (Area Code - Telephone Number) | | {Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | Wei Wei Co., LLP | | | | | | (Name- if individual, state last, first, and middle name) | | | | | 36 W Bay State Street | Alhambra | | CA | 91801 | | (Address) | (City) | | (State) | (Zip Code) | | 3/28/2006 | | | 2388 | | | (rte of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) I | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and ci…Read the full text as markdown