GLOBALIST CAPITAL, LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of GLOBALIST CAPITAL, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: GLOBALIST CAPITAL, LLC
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0001686173-20-000003
• CIK: 1480449
• File #: 8-68478
• Material weakness: No
• Auditor: Wei Wei Co., LLP
• Auditor location: Alhambra, CA
• Contact: Neil Morganbesserr
• Phone: 310 319 2000
• Signed by: Neil Morganbesser (CEO)

Document text (excerpt)

X-17A-5 0001480449 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N GLOBALIST CAPITAL, LLC 100 WILSHIRE BLVD. SUITE 750 SANTA MONICA CA 90401 Neil Morganbesserr 310 319 2000 Wei Wei Co., LLP 36 W Bay Street Alhambra CA 91801 Certified Public Accountant Neil Morganbesser GLOBALIST CAPITAL, LLC 12-31-2019 Neil Morganbesser CEO Y

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• X-17A-5 — 2022-03-01
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• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)