Full text of GLOBALIST CAPITAL, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # GLOBALIST CAPITAL, LLC (A Limited Liability Company) # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-68478 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------|---------|------------------------------------------| | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023 | MM/DD/VY | AND ENDING 12/31/2023 | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: _G_lo_b_a_li_st_C_a_p_ita_l_, _L_L_C | | | | ___________<br>_ | | TYPE OF REGISTRANT (check all applicable boxes):<br>[?] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 100 Wilshire Blvd, Suite 750 | | | | | | | (No. and Street) | | | | | Santa Monica | CA | | | 90401 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Neil Morganbesser | 310 219 2000 | | | nm@delmorganco.com | | (Name) | | (Area Code - Telephone Number)<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Assurance Dimensions CPAs | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 4920 W Cypress Street, Suite 102 Tampa | | | FL | 33607 | | (Address) | (City) | | (State) | (Zip Code) | | 04-13-2010 | | 5036 | | | | Tte of Reg;stratioo -<br>PCAOB)llf applicable] | | | | (PCAOB Reglst,atloo N"mbe,, ;f appUcab~J | | | FOR OFFICIAL USE ONLY | | | I | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances re…Read the full text as markdown