RACE ROCK CAPITAL LLC X-17A-5 (2020-02-07) — Broker-dealer annual report

Full text of RACE ROCK CAPITAL LLC's X-17A-5 filed 2020-02-07 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0001486675 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N RACE ROCK CAPITAL LLC ONE INTERNATIONAL PLACE SUITE 1400 BOSTON MA 02110 Kimberly Neely 978-270-5055 Michael T Remus 108 Robin Drive Hamilton NJ 08619 Certified Public Accountant CR Bartels, Jr. RACE ROCK CAPITAL LLC 12-31-2019 No Exceptions CR Bartels, Jr. Managing Director Y

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