Full text of RACE ROCK CAPITAL LLC's X-17A-5 filed 2025-02-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | SEC FILE NUMBER | |-----------------| | | | FILING FOR THE PERIOD BEGINNING | 01/01/2024<br>AND ENDING 12/31/2024 | | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------|-----------------------------------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | RACE ROCK CAPITAL LLC<br>NAME OF FIRM. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | _ Security-based swap dealer | | [ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 7 WAINWRIGHT ROAD, UNIT #99 | | | | | | | (No. and Street) | | | | | WINCHESTER | MA | | | 01890 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | KIMBERLY NEELY | 978-270-5055 | | | kimberlyneely22@gmail. | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ferrara CPA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 Horizon Center Blvd | Hamilton | | NJ | 08691 | | (Address) | (City) | | (State) | (Zip Code) | | 12/17/2024 | | 7259 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ ## **Race Rock Capital LLC (SEC I.D. No. 8-68528)** **Report Pursuant to Rule 17a-5 of** **The Securities and Exchange Commission** *Financial Statements and Supplemental Schedules* **As of and for the Year Ended December 31, 2024** **(Including Report of Independent Registered Public Accounting Firm)** {3}------------------------------------------------ # **Ferrara CPA** *Certified Public Accountant* 100 Horizon Center Blvd Hamilton, NJ 08691 **Tel:** 609-865-5391 ### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING F…Read the full text as markdown