RACE ROCK CAPITAL LLC X-17A-5 (2026-02-25) — Broker-dealer annual report

Full text of RACE ROCK CAPITAL LLC's X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: RACE ROCK CAPITAL LLC
• Form: X-17A-5
• Filed: 2026-02-25
• Period: 2025-12-31
• Accession: 0001486675-26-000001
• CIK: 1486675
• File #: 8-68528
• Type: Broker-dealer
• Material weakness: No
• Auditor: Ferrara CPA
• Auditor location: Hamilton, NJ
• Contact: Kimberly Neely
• Phone: 978-270-5055
• Email: kimberlyneely22@gmail.com
• Signed by: CR Bartels Jr. (Managing Director)

Document text (excerpt)

{0}------------------------------------------------ #### # 8-68528 | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br><br> | <br><br><br><br><br><br><br><br><br><br><br> | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|--------------------------------------|------------------------------------------------------------------------------|--| | 01/01/2025<br>12/31/2025<br><br> | | | | | | | | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | | <br><br><br><br><br><br> | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | | | | <br><br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br> | | | | | RACE ROCK CAPITAL, LLC<br><br><br><br><br><br><br><br><br><br> | | | | | | | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br>■<br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br><br><br> | <br><br><br><br><br><br> | <br><br><br><br><br><br><br> | | | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br><br><br><br><br><br><br> | <br><br><br><br><br><br><br> | | | | | 7 WAINWRIGHT ROAD, UNIT #99<br> | | | | | | | | <br><br><br><br><br><br><br> | | | | | | WINCHESTER<br> | MA<br> | | 01890 | | | | <br><br> | <br><br><br> | | <br><br><br><br><br><br> | | | | <br><br><br><br><br><br><br><br><br><br><br><br><br><br><…

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Other filings by this registrant

• X-17A-5 — 2025-02-21
• X-17A-5 — 2024-03-01
• X-17A-5 — 2023-02-17
• X-17A-5 — 2022-02-09
• X-17A-5/A — 2021-02-19
• X-17A-5 — 2021-02-08
• X-17A-5 — 2020-02-07
• X-17A-5 — 2019-02-25
• X-17A-5 — 2018-03-05
• X-17A-5 — 2017-03-03
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-19

Original filing on SEC EDGAR (source of record)