Full text of RACE ROCK CAPITAL LLC's X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | | |-----------------|--| | 8-68528 | | | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|---------------------|--------------------------| | Winchester | MA | 01890<br>(Zip Code) | | | (City) | (State) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | KIMBERLY NEELY | 978-270-5055 | | imberlyneely22@gmail.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Michael T Remus CPA | | | | | | (Name - if individual, state last, first, and middle name) | | | | PO Box 2555 | Hamilton Square | NJ | 08690 | | (Address) | (City) | (State) | (Zip Code) | | 02/23/2010 | 3598 | | | {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ ## **Race Rock Capital LLC (SEC I.D. No. 8-68528)** **Report Pursuant to Rule 17a-5 of** **The Securities and Exchange Commission** *Financial Statements and Supplemental Schedules* **As of and for the Year Ended December 31, 2023** **(Including Report of Independent Registered Public Accounting Firm)** {3}------------------------------------------------ # **MICHAEL T. REMUS** *Certified Public Accountant* P.O. Box 2555 Hamilton Square, NJ 08690 > **Tel:** 609-540-1751 **Fax:** 609-570-5526 #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To: The Member **Race Rock Capital LLC** #### **Opinion on the Financial Statements** I have audited the accompanying statement of financial condition of Race Rock Capital LLC as of December 31, 2023, and the related statements of operations, changes in member equity and cash flows for the year then ended, that are filed pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 and the related notes (collectively referred to as the financial statements). In my opinion, the financial statements present fairly, in all material respects, the financial position of Race Rock Capital LLC as of December 31, 2023 and its results of operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** These financial statements are the responsibility of Race Rock Capit…Read the full text as markdown