Full text of RACE ROCK CAPITAL LLC's X-17A-5/A filed 2021-02-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5/A 0001486675 XXXXXXXX LIVE false false false 01-01-2020 12-31-2020 Broker-dealer N RACE ROCK CAPITAL LLC 7 WAINWRIGHT ROAD UNIT #99 WINCHESTER MA 01890 Kimberly Neely 978-270-5055 Michael T. Remus 108 Robin Drive Hamilton NJ 08619 Certified Public Accountant CR Bartels, Jr. RACE ROCK CAPITAL LLC 12-31-2020 No Exemptions CR Bartels, Jr. Managing Director Y
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