WEALTHFRONT BROKERAGE LLC X-17A-5 (2019-10-15) — Broker-dealer annual report

Full text of WEALTHFRONT BROKERAGE LLC's X-17A-5 filed 2019-10-15 (period 2019-07-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: WEALTHFRONT BROKERAGE LLC
• Form: X-17A-5
• Filed: 2019-10-15
• Period: 2019-07-31
• Accession: 0001487279-19-000014
• CIK: 1487279
• File #: 8-68534
• Material weakness: Yes
• Auditor: Ernst & Young
• Auditor location: Los Angeles, CA
• Contact: Alan Imberman
• Phone: 4697673020
• Signed by: Alan Imberman (CFO)

Document text (excerpt)

X-17A-5 0001487279 XXXXXXXX LIVE false false false 08-01-2018 07-31-2019 Broker-dealer Y WEALTHFRONT BROKERAGE LLC 261 HAMILTON AVE PALO ALTO CA 94301 Alan Imberman 4697673020 Ernst & Young 725 South Figueroa Street Los Angeles CA 90017 Certified Public Accountant Alan Imberman WEALTHFRONT BROKERAGE LLC 07-31-2019 NONE Alan Imberman CFO Y

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• X-17A-5 — 2020-09-29
• X-17A-5/A — 2019-10-15
• X-17A-5 — 2018-10-01
• X-17A-5 — 2017-10-13
• X-17A-5 — 2016-09-30
• X-17A-5 — 2016-03-28

Original filing on SEC EDGAR (source of record)