Full text of WEALTHFRONT BROKERAGE LLC's X-17A-5 filed 2023-09-29 (period 2023-07-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Wealthfront Brokerage LLC** **Statement of Financial Condition** **July 31, 2023** With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **OATH OR AFFffiMATION** I, **Jamie Coffey,** affirm that, to the best of my knowledge and belief the accompanying Statement of Financial Condition and supporting schedules pertaining to the firm of **Wealthfront Brokerage LLC,** as of **July 31, 2023,** are true and corTect. I further affirm that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: #### **NONE** **PLFASESEE NOTARY ATTACHMEN·1** Signafure 7 Chief Executive Officer Title Notary Public This report"'\* contains (check all applicable boxes): | 0 | (a) | Facing page | |---|-----|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | 0 | (b) | Statement of Financial Condition. | | | (c) | Statement of Income (Loss). | | | | (d) Statement of Cash Flows. | | | | (e) Statement of Changes in Stockholders' Equity or Partners' or Sole Proprietor's<br>Capital. | | | (t) | Statement of Changes in Liabilities Subordinated to Claims of Creditors. | | | (g) | Computation of Net Capital. | | | | (h) Computation for Detennination of Reserve Requirements Pursuant to Rule<br>15c3-3. | | | (i) | lnfomiation Relating to the Possession or Control Requirements Under Rule<br>I 5c3-3. | | | | G) A Reconciliation, including appropriate explanation, of the Computation of Net<br>Capital Under Rule I 5c3-I and the Computation for Determination of the Reserve<br>Reauirement Under Exhibit A of Rule I 5c3-3. | | | | (k) A Reconciliation between the audited and unaudited Statements of Financial<br>Condition with respect to methods of consolidation. | | 0 | | (1) An Oath or Affirmation. | | | | (m) A copy of the SIPC Supplemental Report. | | | | (n) A report describing any material inadequacies found to exist or found to have<br>existed since the date of the previous audit. | *\*\*For conditions of confidential treatment of certain portions of this filing, see section 240. I 7a-5{e)* {2}------------------------------------------------ **CALl.f'0RKIA JURAT WITH AFFIANT STATEMENT GOVERNM…Read the full text as markdown