Full text of WEALTHFRONT BROKERAGE LLC's X-17A-5 filed 2022-09-29 (period 2022-07-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Wealthfront Brokerage LLC** # **Statement of Financial Condition** # **For the year ended July 31, 2022** With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | # ANNUAL REPORTS FORM X-17A-5 PART III | SEC EILE NUMBER | | |-----------------|--| | 8-68534 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|--------------------------------------------|--| | | | | | | | FILING FOR THE PERIOD BEGINNING 08/01/2021 ___________________________________________________________________________________________________________________________________<br>MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Wealthfront Brokerage LLC | | | | | | | | | | | | TYPE OF REGISTRANT {check all applicable boxes):<br>_ Security-based swap dealer<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 261 Hamilton Ave | | | | | | | (No. and Street) | | | | | Palo Alto | CA | | 94301 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jamie Coffey | (402) 770-5830 | | iamie@wealthfront.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ernst & Young LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 560 Mission St. Suite 1600 | San Francisco | California | 94105 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 42 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAO8 Registration Number, if applicable) | | | | FOR OFFICIAL USE ON…Read the full text as markdown