Full text of WEALTHFRONT BROKERAGE LLC's X-17A-5 filed 2021-09-29 (period 2021-07-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Wealthfront Brokerage LLC** # **Statement of Financial Condition** # **For the year ended July 31, 2021** With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | | | OMB APPROVAL | |---------------------------------------------------------------------|------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | OMB Number: 3235-0123 | | | | | Expires: August 31, 2020 | | | | | Estimated average burden | | | | | hours per response<br>12.00 | | | | | | | | | | | | | | | SEC FILE NUMBER | | | | | 8-68534 | | | | | | | 08/01/20<br>mm/dd/yy | AND ENDING | | | | | | | | | | | | OFFICIAL USE | | | | | ONLY<br>_________________ | | | | | FIRM I.D. NO. | | | | | | | | | | | | (State) | | | | | | | | (402) 770-5830<br>(Area Code – Telephone Number) | | | | | | | | | | | | | | | | | San Francisco | California | | 94105 | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | REPORT FOR THE PERIOD BEGINNING<br>California<br>Certified Public Accountant | UNITED STATES<br>Washington, D.C. 20549<br>FORM X-17A-5<br>PART III<br>FACING PAGE<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder<br>NAME OF BROKER-DEALER: Wealthfront Brokerage LLC<br>(No. and Street)<br>(Name – if individual, state last, first, middle name) | SECURITIES AND EXCHANGE COMMISSION<br>ANNUAL AUDITED REPORT<br>Information required of Brokers and Dealers Pursuant to Section 17 of the<br>07/31/21<br>mm/dd/yy<br>A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>94301<br>(…Read the full text as markdown