Full text of WEALTHFRONT BROKERAGE LLC's X-17A-5 filed 2025-03-27 (period 2025-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Wealthfront Brokerage LLC Statement of Financial Condition** **As of January 31, 2025** With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### OATH OR AFFIRMATION Jamie Coffey swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Wealthfront Brokerage LLC \_ as of 1/31 ☐2025 is true and correct. <sup>I</sup> further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person,as the case may be, has any proprietary interest in any account classified solely as that of <sup>a</sup> customer. Notary hV. Public See attached Signature: Cr Title: Chlef Executive Officer ### This filing\*\* contains (check all applicable boxes): - (a) Statement of financial condition. - (b) Notes to consolidated statement of financial condition. - (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, <sup>a</sup> statement of comprehensive income (as defined in § 210.1-02 of Regulation S-Х). ☐(d) Statement of cash flows. - - (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. (f) Statement of changes in liabilities subordinated to claims of creditors. - - (g) Notes to consolidated financial statements. - (h) Computation of net capital under <sup>17</sup> CFR 240.15c3-1 or <sup>17</sup> CFR 240.18a-1, as applicable. - (i) Computation of tangible net worth under <sup>17</sup> CFR 240.18a-2. - - (j) Computation for determination of customer reserve requirements pursuant to Exhibit <sup>A</sup> to <sup>17</sup> CFR 240.15c3-3. (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit <sup>B</sup> to <sup>17</sup> CFR 240.15c3-3 or Exhibit <sup>A</sup> to <sup>17</sup> CFR 240.18a-4, as applicable. - (1) Computation for Determination of PAB Requirements under Exhibit <sup>A</sup> to § 240.15c3-3. - (m) Information relating to possession or control requirements for customers under <sup>17</sup> CFR 240.15c3-3. - (n) Information relating to possession or control requirements for security-based swap customers under <sup>17</sup> CFR 240.15c3-3(p)(2) or <sup>17</sup> CFR 240.18a-4, as applicable. - (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under <sup>17</sup> CFR 240.15c3-…Read the full text as markdown