Full text of CITCO SECURITIES INC.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB Number: | 3235-0123 | | |---------------------------------------------------------|-----------|--| | Expires:<br>August 31, 2020<br>Estimated average burden | | | | hours per response | 12.00 | | | | | | 8-68601 SFC FILF NUMBER OMB APPROVAL # ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE # Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 1/01/2019 | AND ENDING | 12/31/2019 | |--------------------------------------------------------------------------|--------------------------------------------------------|------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALERS: Citco Securities Inc. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 2 Bloor Street East, Suite 2700 | | | FIRM I.D. NO. | | | (No. and Street) | | | | Toronto | Ontario, Canada | | M4W 1A8 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Scott Case | | | +1-647-260-6555 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Deloitte & Touche LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 30 Rockefeller Plaza | New York | NY | 10112 | | (Address)<br>(City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountants<br>× | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### **AFFIRMATION** I, Scott Case, affirm that, to the best of my knowledge and belief the accompanying fina…Read the full text as markdown