Full text of CITCO SECURITIES INC.'s X-17A-5 filed 2021-02-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL AUDITED REPORT FORM X-17A-5** PART III #### **FACING PAGE** ## **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | ~l~/0~1~/2~0~20~ | AND ENDING | ~---<br>___<br>l=2~/3~1=/2~02=0 | | |-------------------------------------------------------------------|----------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | MM/DDIYY | | MM/DD/YY | | | | | | | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 2 Bloor Street East, Suite 2700 | | | | | (No. and S1ree1) | | | | | Ontario, Canada | | M4W 1A8 | | | (S1a1e) | (Zip Code) | | | | | | | | | | | + I-<br>647-260-6555 | | | | | (Area Code - Telephone umber) | | | | | | | | | | | | | | | | | | | | | | | New York | NY | 10112 | | | | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ~ Certified Public Accountants | ____<br>REPORT FOR THE PERIOD BEGINNING<br>NAME OF BROKER-DEALERS: Citco Securities 1nc.<br>(City) | ___<br>A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - if indilidual, state last,first, middle name)<br>(State)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | *\*Claims for exemption fiwn the requirement Iha/ the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0 MB control number.** SEC 1410 (11-05) | 0 | MB APPROVAL | |---|…Read the full text as markdown