Full text of CITCO SECURITIES INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------|--------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | | | | | | Washington, D.C. 20549 | | OMB Number:<br>3235-0123 | | | | | | | Expires:<br>Nov. 30, 2026 | | | | | | | Estimated average burden | | | | | | | hours per response<br>12.00 | | | | ANNUAL AUDITED REPORT | | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | PART III | | | 8-68601 | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2025 AND ENDING | 12/31/2025 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Citco Securities Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer<br>ച Check here if respondent is also an OTC derivatives dealer | □Security-based swap dealer | | ഥMajor security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 20 Toronto Street, 10th Floor | (No. and Street) | | | | | | Toronto | Ontario, Canada | | M5C 2B8 | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | +1-647-260-6555 | | scase@citcosecurities.com | | | | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | | New York | NY | 10112 | | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Scott Case<br>(Name)<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Deloitte & Touche LLP<br>30 Rockefeller Plaza<br>(Address)<br>10/20/2003 | | | 34 | | | | | | | (PCAOB Registration Number, if applicable) | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and cir…Read the full text as markdown