Full text of CITCO SECURITIES INC.'s X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|----------------------------------------|--------------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | | OMB APPROVAL | | | Washington, D.C. 20549 | | OMB Number:<br>3235-0123 | | | | Expires: | Nov. 30, 2026<br>Estimated average burden | | | | | hours per response…<br>12.00 | | | ANNUAL AUDITED REPORT | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | PART III | | 8-68601 | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2023 AND ENDING | 12/31/2023 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Citco Securities Inc. | | | | | ☒Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | ☐Security-based swap dealer | ☐Major security-based swap participant | | | 20 Toronto Street, 10th Floor | | | | | Toronto | (No. and Street)<br>Ontario, Canada | | M5C 2B8 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Scott Case | +1- 647-260-6555 | | scase@citcosecurities.com | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Deloitte & Touche LLP | | | | | | (Name – if individual, state last, first, middle name) | | | | 30 Rockefeller Plaza | New York | NY | 10112 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003<br>(Date of Registration with PCAOB)(if applicable) | | | 34<br>(PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not…Read the full text as markdown