Full text of CITCO SECURITIES INC.'s X-17A-5 filed 2022-02-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB Number: | 3235-0123 | | | |--------------------------|------------------|--|--| | Expires: | October 31, 2023 | | | | Estimated average burden | | | | | hours per response… | 12.00 | | | 8-68601 SEC FILE NUMBER OMB APPROVAL # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | REPORT FOR THE PERIOD BEGINNING | 01/01/2021 AND ENDING | 12/31/2021 | | | | |--------------------------------------------------------------------------------|--------------------------------|--------------------------------------------------------|---------------------------|--------------------------------------------|--| | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Citco Securities Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | ☒Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐Security-based swap dealer | ☐Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 2 Bloor Street East, Suite 2700 | | | | | | | | | (No. and Street) | | | | | Toronto | Ontario, Canada | | | M4W 1A8 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Scott Case | +1- 647-260-6555 | | scase@citcosecurities.com | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Deloitte & Touche LLP | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | 30 Rockefeller Plaza | New York | NY | | 10112 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/20/2003 | | | | 34 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}--------------------…Read the full text as markdown