Full text of HANNON ARMSTRONG SECURITIES, LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSfATES SECURITIESANDEXCHANGECOMMJSSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours r res nse ...... "12.00 | SEC FILE NUMBER | | |-----------------|--| | S-68659 | | #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01 | /01<br>/18 | AND ENDING 12/31/18<br>~~ | ~~~~~~~- | | |--------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------------------------|--------------------------------|--| | | MM/DDfYY | | MM/DDfYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Hannon Armstrong Securities, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM l.D. NO. | | | 1906 Towne Centre Blvd | | | | | | | (No. and Street) | | | | | | | | Annapolis, MD 21401 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>CArolyn Kasky 410-571-6181 | | | | | | | | | (Arca Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report•<br>Ernst & Young | (Name - if individual, state last, first. middle name) | | | | | 1775 Tysons Blvd | Tysons | Virginia | 22102 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>I./ I<br>certified Public Accountant<br>O<br>Public Accountant<br>O | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I , Carolyn J Kasky | | | , swear (or affirm) that, to the best of |…Read the full text as markdown